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Exam Syllabus
advising on corporate finance | investment advice | CMSA obligations | licensing handbook requirements
fair dealing | conflicts of interest | client suitability | disclosure
corporate proposals | submissions to SC | due diligence | principal adviser responsibilities
prospectus guidelines | offering documents | material disclosures | liability for statements
Malaysian Code on Take-Overs and Mergers | Rules on Take-Overs | Bursa listing requirements | corporate exercises
AML obligations | targeted financial sanctions | investment advice guidance | customer due diligence
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SIDC Exam Module 19: Advisory Services (Rules and Regulations) · 90 Days · RM 999
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